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Behavior of materials for earth and rockfill dams: Perspective from unsaturated soil mechanics

Eduardo E. ALONSO, Rafaela CARDOSO,

《结构与土木工程前沿（英文）》 2010年第4卷第1期页码 1-39 doi: 10.1007/s11709-010-0013-6

摘要： The basis of the design of earth and rockfill dams is focused on ensuring the stability of the structure under a set of conditions expected to occur during its life. Combined mechanical and hydraulic conditions must be considered since pore pressures develop during construction, after impoundment and in drawdown. Other instability phenomena caused by transient flow and internal erosion must be considered. The prediction of the hydro-mechanical behavior of traditional and non-traditional materials used in the construction of dams is therefore fundamental. The materials used for dam’s construction cover a wide range from clayey materials to rockfill. In a broad sense they are compacted materials and therefore unsaturated materials. A summary of the current level of knowledge on the behavior of traditional materials used in the construction of dams is presented in the paper. Regular compacted materials (with a significant clay fraction), rockfill and compacted soft rocks are studied with more detail. The latter are non-traditional materials. They are analysed because their use, as well as the use of mixtures of soil and rock, is becoming more necessary for sustainability reasons.

关键词： dams unsaturated soil mechanics suction rockfill clayey soil mixture

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Hypoplastic constitutive modeling of wetting deformation of weathered rockfill materials

Erich BAUER, Zhongzhi FU, Sihong LIU,

《结构与土木工程前沿（英文）》 2010年第4卷第1期页码 78-91 doi: 10.1007/s11709-010-0011-8

摘要： The wetting deformation of weathered rockfill materials has been attracting growing attention from both engineers and scientists. The importance of realistic predictions of wetting deformations for high earth and rockfill dams is a strong motivation to establish a suitable constitutive model. Recently, the hypoplastic constitutive model by Gudehus and Bauer was extended by introducing solid hardness depending on the state of weathering. The extended model takes into account the influence of the current density, the effective stress state, the rate of deformation, and the time dependent process of degradation of the solid hardness. In the present paper, the performance of this model is evaluated by comparing numerical simulations with experiments obtained from a water sensitive rockfill material. In particular, triaxial compression paths and creep deformation under deviatoric stress states are considered. Finally, the constitutive model proposed is used to study the influence of a degradation of the solid hardness on the long term behavior of a hypothetical fill dam.

关键词： rockfill dams weathered granular materials hypoplasticity solid hardness creep stress relaxation

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高面板堆石坝安全性研究技术进展

马洪琪,迟福东

《工程（英文）》 2016年第2卷第3期页码 332-339 doi: 10.1016/J.ENG.2016.03.010

摘要：

混凝土面板堆石坝直接利用当地材料，适应性强，经济优势明显，是西部地区一批拟建高坝的重点比选坝型。中国面板堆石坝技术取得了200 m 级高坝的成功经验，为250~300 m 超高面板堆石坝的发展提供了必要的技术储备条件。本文分析了中国及世界上主要200 m 级高面板堆石坝的成功经验及暴露的主要问题，论述了250~300 m 级超高面板堆石坝安全建设面临的主要技术问题和研究取得的最新进展，并提出了今后的研究重点和思路。

关键词：高面板堆石坝安全性技术进展

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高土石坝安全建设重大技术问题

马洪琪, 迟福东

《工程（英文）》 2016年第2卷第4期页码 498-509 doi: 10.1016/J.ENG.2016.04.001

摘要：

土石坝由于对地基具有良好的适应性、能就地取材及充分利用建筑物开挖渣料、造价较低、水泥用量较少等优点，是西部地区一批拟建高坝的重点比选坝型。糯扎渡高心墙堆石坝的成功建设，解决了250 m 级土石坝重大关键技术难题。本文通过系统总结已建成的糯扎渡等高心墙堆石坝建设的经验，凝练高土石坝建设面临的变形控制、渗流控制、坝坡抗滑稳定、泄洪安全及控制、大坝安全建设与质量控制、安全评价及预警等关键科学技术问题，全面深入论述了已有的研究成果和基本结论，为未来300 m 级高土石坝建设提供参考和重要的技术支撑。

关键词：高土石坝安全建设重大技术问题

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Strengthening of the concrete face slabs of dams using sprayable strain-hardening fiber-reinforced cementitious

《结构与土木工程前沿（英文）》 2022年第16卷第2期页码 145-160 doi: 10.1007/s11709-022-0806-4

摘要： In this study, sprayable strain-hardening fiber-reinforced cementitious composites (FRCC) were applied to strengthen the concrete slabs in a concrete-face rockfill dam (CFRD) for the first time. Experimental, numerical, and analytical investigations were carried out to understand the flexural properties of FRCC-layered concrete slabs. It was found that the FRCC layer improved the flexural performance of concrete slabs significantly. The cracking and ultimate loads of a concrete slab with an 80 mm FRCC layer were 132% and 69% higher than those of the unstrengthened concrete slab, respectively. At the maximum crack width of 0.2 mm, the deflection of the 80-mm FRCC strengthened concrete slab was 144% higher than that of the unstrengthened concrete slab. In addition, a FE model and a simplified analytical method were developed for the design and analysis of FRCC-layered concrete slabs. Finally, the test result of FRCC leaching solution indicated that the quality of the water surrounding FRCC satisfied the standard for drinking water. The findings of this study indicate that the sprayable strain-hardening FRCC has a good potential for strengthening hydraulic structures such as CFRDs.

关键词： strain-hardening cementitious composites engineered cementitious composites sprayable shotcrete strengthening concrete-face rockfill dam digital image correlation

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高混凝土面板堆石坝设计新理念

郦能惠

《中国工程科学》 2011年第13卷第3期页码 12-18

摘要：

在分析混凝土面板堆石坝40多年经验设计及其不完全性的基础上，提出了高混凝土面板堆石坝设计新理念，即针对坝址的地形地质条件与料源情况，进行稳定安全设计、渗流安全设计和变形安全设计，阐述了稳定、渗流、变形安全设计的原则和要点，强调了变形协调原则和理论指导设计的重要性。

关键词：混凝土面板堆石坝设计新理念稳定安全渗流安全变形安全

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我国高坝建设和科技攻关

陈宗梁

《中国工程科学》 2000年第2卷第12期页码 84-89

摘要：

介绍了我国大坝建设的发展和特点，概括了高坝建设中的地质勘探、坝工技术、泄洪消能、坝基处理和髙边坡处理等方面的科技成果和应用水平，展望了我国高坝发展前景并指出今后高坝科技攻关重点。

关键词：水力发电高坝重力坝拱坝碾压混凝土坝面板堆石坝

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Long-term behavior and safety assessment of Sance Rockfill Dam

Marta DOLEZALOVA, Ivo HLADIK

《结构与土木工程前沿（英文）》 2011年第5卷第1期页码 79-89 doi: 10.1007/s11709-010-0010-9

摘要： Safety assessment of the 62 m high Sance Rockfill Dam based on long-term monitoring results and their simulation by numerical models is presented in the paper. Unexpectedly large settlements and horizontal movements of the crest together with the steep downstream slope questioned the safety of the dam. Calibrated 2D and 3D models fitting the monitoring results were applied for the safety assessment of the dam including slope stability analysis and estimation of the clay core cracking and hydraulic fracturing hazard. The modeling results contributed to the rehabilitation concept and project of the dam.

关键词： rockfill dam path dependence creep calibration cracking hydraulic fracturing hazard

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Three-dimensional seismic response analysis of a concrete-faced rockfill dam on overburden layers

Dakuo FENG, Ga ZHANG, Jianmin ZHANG,

《结构与土木工程前沿（英文）》 2010年第4卷第2期页码 258-266 doi: 10.1007/s11709-010-0031-4

摘要： Reasonable seismic response analysis of a high rockfill dam is of great engineering significance in guiding its design and ensuring its seismic safety during operation, especially of a concrete-faced rockfill dam (CFRD) on overburden layers. The three-dimensional seismic behavior of the Miaojiaba CFRD is simulated and analyzed by the finite element method (FEM). The results indicate that: 1) the amplification coefficient along the dam axis gradually increases with the altitude, and reaches maximum at the dam crest; 2) the vertical residual deformation mainly exhibits downwards and reaches maximum near the dam crest; 3) the earthquake significantly aggravates the deformation of peripheral joints; 4) the impounding condition and overburden characteristics have great effects on the dam’s seismic response.

关键词： concrete-faced rockfill dam (CFRD) overburden layer dynamic analysis finite element method (FEM)

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Reliability and variance-based sensitivity analysis of arch dams during construction and reservoir impoundment

M. Houshmand KHANEGHAHI, M. ALEMBAGHERI, N. SOLTANI

《结构与土木工程前沿（英文）》 2019年第13卷第3期页码 526-541 doi: 10.1007/s11709-018-0495-1

摘要： The static performance of arch dams during construction and reservoir impoundment is assessed taking into account the effects of uncertainties presented in the model properties as well as the loading conditions. Dez arch dam is chosen as the case study; it is modeled along with its rock foundation using the finite element method considering the stage construction. Since previous studies concentrated on simplified models and approaches, comprehensive study of the arch dam model along with efficient and state-of-the-art uncertainty methods are incorporated in this investigation. The reliability method is performed to assess the safety level and the sensitivity analyses for identifying critical input factors and their interaction effects on the response of the dam. Global sensitivity analysis based on improved Latin hypercube sampling is employed in this study to indicate the influence of each random variable and their interaction on variance of the responses. Four levels of model advancement are considered for the dam-foundation system: 1) Monolithic dam without any joint founded on the homogeneous rock foundation, 2) monolithic dam founded on the inhomogeneous foundation including soft rock layers, 3) jointed dam including the peripheral and contraction joints founded on the homogeneous foundation, and 4) jointed dam founded on the inhomogeneous foundation. For each model, proper performance indices are defined through limit-state functions. In this manner, the effects of input parameters in each performance level of the dam are investigated. The outcome of this study is defining the importance of input factors in each stage and model based on the variance of the dam response. Moreover, the results of sampling are computed in order to assess the safety level of the dam in miscellaneous loading and modeling conditions.

关键词： concrete arch dams reliability randomness improved Latin hypercube sampling variance-based sensitivity analysis exceedance probability Sobol′ index

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Confining pressure effect on dynamic response of high rockfill dam

Xuexing CAO, Yunlong HE, Kun XIONG,

《结构与土木工程前沿（英文）》 2010年第4卷第1期页码 116-126 doi: 10.1007/s11709-010-0014-5

摘要： Studies show that the dynamic properties of rockfill are strongly dependent on the confining pressure. Therefore, confining pressure effect has become a very important factor in the seismic analysis of high rockfill dam. The relationships of dynamic shear modulus versus dynamic shear strain and damping ratio versus dynamic shear strain had been improved to a certain degree on the basic of widely used Hardin-Drnevich constitutive model in this paper. Then a new model that could consider confining pressure effect has been established. Regression analysis was carried out of the dynamic triaxial experimental data of the damming materials in the Changheba hydropower station of Sichun Province, China. The results show that, the new model can fit the test data well under various confining pressures. A corresponding computational procedure was compiled and applied in the dynamic response analysis of the Changheba Dam. Comparing the calculation results between the new constitutive model and the ordinary Hardin-Drnevich model, it can be seen that the result is conservative to some extent without considering confining pressure effect.

关键词： confining pressure effect high rockfill dam dynamic response Hardin-Drnevich constitutive model

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Experimental study on compaction-induced anisotropic mechanical property of rockfill material

Xiangtao ZHANG, Yizhao GAO, Yuan WANG, Yu-zhen YU, Xun SUN

《结构与土木工程前沿（英文）》 2021年第15卷第1期页码 109-123 doi: 10.1007/s11709-021-0693-0

摘要： The anisotropy of rockfill materials has a significant influence on the performance of engineering structures. However, relevant research data are very limited, because of the difficulty with preparing specimens with different inclination angles using traditional methods. Furthermore, the anisotropy test of rockfill materials is complex and complicated, especially for triaxial tests, in which the major principal stress plane intersects with the compaction plane at different angles. In this study, the geometric characteristics of a typical particle fraction consisting of a specific rockfill material were statistically investigated, and the distribution characteristics of particle orientation in specimens prepared via different compaction methods were examined. For high-density rockfill materials, a set of specimen preparation devices for inclined compaction planes was developed, and a series of conventional triaxial compression tests with different principal stress direction angles were conducted. The results reveal that the principal stress direction angle has a significant effect on the modulus, shear strength, and dilatancy of the compacted rockfill materials. Analysis of the relationship between the principal stress direction angles, change in the stress state, and change in the corresponding dominant shear plane shows that the angle between the compacted surface and dominant shear plane is closely related to interlocking resistance associated with the particle orientation. In addition, different principal stress direction angles can change the extent of the particle interlocking effect, causing the specimen to exhibit different degrees of anisotropy.

关键词： rockfill inclination of specimen preparation anisotropy mechanical property mechanism

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Hazard potential of zones of weakness in gravity dams under impact loading conditions

Herbert LINSBAUER

《结构与土木工程前沿（英文）》 2011年第5卷第1期页码 90-97 doi: 10.1007/s11709-010-0008-3

摘要： Dam constructions worldwide are designed and constructed in view of the strictest safety aspects for all static and dynamic load cases. As experience shows, however, formation of cracks in the “homogeneos concrete” as well as unsatisfactory compound behavior of lift joints are not to be excluded. These zones of weakness especially on the upstream side of the dam— exposed to high water pressure (static and dynamic)— represent an increased risk of safety. The main investigation, apart from the computation of the dynamic effects on the dam as a global structure, focuses on the stability analysis of a pressure-water filled crack configuration subjected to “dynamic loading” in the form of seismic action on the dam-reservoir-system and alternatively by “impact spot-loading” within sectors of the reservoir. A fracture mechanics based analysis shows an excessive potential of damage for the afflicted structure.

关键词： dam-reservoir earthquake impact cracking fracture mechanics

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Dynamic failure analysis of concrete dams under air blast using coupled Euler-Lagrange finite element

Farhoud KALATEH

《结构与土木工程前沿（英文）》 2019年第13卷第1期页码 15-37 doi: 10.1007/s11709-018-0465-7

摘要： In this study, the air blast response of the concrete dams including dam-reservoir interaction and acoustic cavitation in the reservoir is investigated. The finite element (FE) developed code are used to build three-dimensional (3D) finite element models of concrete dams. A fully coupled Euler-Lagrange formulation has been adopted herein. A previous developed model including the strain rate effects is employed to model the concrete material behavior subjected to blast loading. In addition, a one-fluid cavitating model is employed for the simulation of acoustic cavitation in the fluid domain. A parametric study is conducted to evaluate the effects of the air blast loading on the response of concrete dam systems. Hence, the analyses are performed for different heights of dam and different values of the charge distance from the charge center. Numerical results revealed that 1) concrete arch dams are more vulnerable to air blast loading than concrete gravity dams; 2) reservoir has mitigation effect on the response of concrete dams; 3) acoustic cavitation intensify crest displacement of concrete dams.

关键词： air blast loading concrete dams finite element dam-reservoir interaction cavitation concrete damage model

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水库大坝的安全问题和已建大坝的抗震安全性

Martin Wieland

《工程（英文）》 2016年第2卷第3期页码 325-331 doi: 10.1016/J.ENG.2016.03.011

摘要：

对任何蓄水大坝工程的基本性能要求都是安全性，它包括以下安全要素：①结构安全性；②大坝安全监控；③运行安全和维护；④应急计划。长期安全包括：首先，分析影响项目的所有灾害，即自然环境灾害、人造环境灾害、特定项目和特定场地灾害。本文讨论的是大坝地震安全的特点。大坝是自20 世纪30 年代以来最早开始进行系统性抗震结构设计的建筑物，但由于多数大坝设计采用的是现今认为已过时的地震设计标准和动态分析方法，因此无法了解那些老坝的地震安全性。因此，需要基于当前最新做法，重新评估已建坝的地震安全性，并改造有缺陷的大坝。通常建议对大坝进行特定场地的地震危险性分析。当前的大坝以及用于控制强震后水库安全的设施必须能承受安全评估地震的地面运动。地震动参数可以利用概率或确定性地震危险性分析确定。强震作用下，大坝可能发生非弹性变形，因此需要在时域内进行地震分析。此外，地震对大坝造成的危害包括地面震动、断层移动、块体移动等。工程师所需的地面运动并非实际的地震地面运动，而是地面运动模型，用以进行大坝的抗震安全设计。同时必须牢记，在大坝较长的生命周期内，需要进行多次大坝安全评估。

关键词：大坝抗震设计地震安全性已建坝设计标准地震灾害可持续性使用寿命